CORPORATE / SECURITIES - 144A Offerings - Rule 144A is one of the most popular rules utilized worldwide to raise capital along. 144A is a rule adopted pursuant to the U.S. Securities Act of 1933. It provides a safe harbor from registration for certain private resales of the restricted securities by an investor class known as Qualified Institutional Buyers (“QIBs”). QIBs are either institutional investors or accredited investors with holdings of at least $100 million in assets. 144A has many features including the length of time one has to hold onto the purchased securities before reselling them, the number of units sold and the methodology employed in the sale.
Does not include any State Registration Fees or any filings with the SEC or FINRA.
CORPORATE / SECURITIES - 144A Offerings (Nationwide)
CORPORATE / SECURITIES - 144A Offerings - Rule 144A is one of the most popular rules utilized worldwide to raise capital along. 144A is a rule adopted pursuant to the U.S. Securities Act of 1933. It provides a safe harbor from registration for certain private resales of the restricted securities by an investor class known as Qualified Institutional Buyers (“QIBs”). QIBs are either institutional investors or accredited investors with holdings of at least $100 million in assets. 144A has many features including the length of time one has to hold onto the purchased securities before reselling them, the number of units sold and the methodology employed in the sale.
Does not include any State Registration Fees or any filings with the SEC or FINRA.