CORPORATE / SECURITIES - Form 10 Registration Statement - One of the most common SEC filings that publicly traded companies make is Form 10, which is a type of registration statement companies must file in order to be classified as a reporting company under the Exchange Act. There are several scenarios in which a company might choose to do this, such as restructuring, selling off a subdivision or registering a class of securities for trading purposes. From a compliance point of view, Form 10 requires companies to disclose key pieces of information for reasons of investor protection and transparency.
The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.
Form 10 is used by companies at all stages of business development, not just the startup phase. The SEC Form 10 gathers important information about the types of securities being offered, the finances and growth potential for the business and corporate governance, among other things. Companies must also provide supporting documentation to the SEC when they submit Form 10.
Does not include any Federal Registration Fees or any SEC Edgar Filer Fees / Costs
CORPORATE / SECURITIES - Form 10 Registration Statement (Nationwide)
CORPORATE / SECURITIES - Form 10 Registration Statement - One of the most common SEC filings that publicly traded companies make is Form 10, which is a type of registration statement companies must file in order to be classified as a reporting company under the Exchange Act. There are several scenarios in which a company might choose to do this, such as restructuring, selling off a subdivision or registering a class of securities for trading purposes. From a compliance point of view, Form 10 requires companies to disclose key pieces of information for reasons of investor protection and transparency.
The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.
Form 10 is used by companies at all stages of business development, not just the startup phase. The SEC Form 10 gathers important information about the types of securities being offered, the finances and growth potential for the business and corporate governance, among other things. Companies must also provide supporting documentation to the SEC when they submit Form 10.
Does not include any Federal Registration Fees or any SEC Edgar Filer Fees / Costs