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CORPORATE / SECURITIES - N-1A Mutual Fund - SEC Form N-1A is the required United States Securities and Exchange Commission ("SEC") Registration Form for establishing Open-End Management Companies. The form can be used for registering both Open-End Mutual Funds and Open-End Exchange-Traded Funds (ETFs). An Open-End Management Company is a type of investment company responsible for the management of Open-End Funds. These are pooled investment funds that take in new money and make disbursements on an ongoing basis (as opposed to Closed-End Funds, which only take in new money during an initial period).​SEC Form N-1A must be submitted by Open-End Funds for registration with the SEC. Prior to submitting a registration statement for an Open-End Fund, the managing investment company should file a notification of registration on Form N-8A. A fund must update its Form N-1A registration statement annually.

Does not include any Federal Registration Fees or any SEC Edgar Filer Fees / Costs

CORPORATE / SECURITIES - N-1A Mutual Fund (Nationwide)

$4,750.00Price
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  • CORPORATE / SECURITIES - N-1A Mutual Fund - SEC Form N-1A is the required United States Securities and Exchange Commission ("SEC") Registration Form for establishing Open-End Management Companies. The form can be used for registering both Open-End Mutual Funds and Open-End Exchange-Traded Funds (ETFs). An Open-End Management Company is a type of investment company responsible for the management of Open-End Funds. These are pooled investment funds that take in new money and make disbursements on an ongoing basis (as opposed to Closed-End Funds, which only take in new money during an initial period).​SEC Form N-1A must be submitted by Open-End Funds for registration with the SEC. Prior to submitting a registration statement for an Open-End Fund, the managing investment company should file a notification of registration on Form N-8A. A fund must update its Form N-1A registration statement annually.

    Does not include any Federal Registration Fees or any SEC Edgar Filer Fees / Costs

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