CORPORATE / SECURITIES - Private & Public Regulation S Offerings - Raising capital via Reg S is one of the most popular rules utilized worldwide. Regulation S under the Securities Act of 1933, (the “Securities Act”) is classified as a safe harbour rule. Regulation S is often used for “offshore” offerings such as when a U.S. company is seeking foreign capital. Regulation S defines when an offering of securities would be deemed to “come to rest abroad”. This ensures that the company would not be subject to the registration obligations imposed under Section 5 of the Securities Act. The General Statement to Regulation S applies a territorial approach to Securities Act registration by providing that offers and sales subject to Section 5 include offers and sales that occur within the United States and do not include offers and sales that occur outside the United States. Regulation S also includes several safe harbour exemptions that address specified transactions.
Does not include any Foreign Jurisdiction Registration Fees or any filings with the SEC or FINRA.
CORPORATE / SECURITIES - Private & Public Reg S Offering (Nationwide)
CORPORATE / SECURITIES - Private & Public Regulation S Offerings - Raising capital via Reg S is one of the most popular rules utilized worldwide. Regulation S under the Securities Act of 1933, (the “Securities Act”) is classified as a safe harbour rule. Regulation S is often used for “offshore” offerings such as when a U.S. company is seeking foreign capital. Regulation S defines when an offering of securities would be deemed to “come to rest abroad”. This ensures that the company would not be subject to the registration obligations imposed under Section 5 of the Securities Act. The General Statement to Regulation S applies a territorial approach to Securities Act registration by providing that offers and sales subject to Section 5 include offers and sales that occur within the United States and do not include offers and sales that occur outside the United States. Regulation S also includes several safe harbour exemptions that address specified transactions.
Does not include any Foreign Jurisdiction Registration Fees or any filings with the SEC or FINRA.